Securities regulation in the United States

Results: 4123



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51Contract law / U.S. Securities and Exchange Commission / Stock market / 73rd United States Congress / Takeover / Contract / Securities Exchange Act / Securities regulation in the United States / United States corporate law / Security / Offer and acceptance / Securities Act

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION 27 JULY 2016 FOR IM

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Source URL: newscorpcom.files.wordpress.com

Language: English - Date: 2016-07-27 14:17:03
52U.S. Securities and Exchange Commission / 73rd United States Congress / United States securities law / Stock market / Securities Exchange Act / Securities Act / Regulation D / Security / National Securities Markets Improvement Act

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and

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Source URL: compliance-sec.com

Language: English - Date: 2016-01-20 23:44:11
53Self-regulatory organizations / Financial Industry Regulatory Authority / United States securities law / Arbitration / Federal Arbitration Act / Securities regulation in the United States / Broker-dealer / Selling away

March 7, 2016 VIA E-MAIL & FEDERAL EXPRESS Richard G. Ketchum Chairman and Chief Executive Officer of FINRA 1735 K Street, NW Washington, DC 20006

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Source URL: www.laxneville.com

Language: English - Date: 2016-08-17 11:46:38
54U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-03 14:44:16
55U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English
56Stock market / Corporate crime / U.S. Securities and Exchange Commission / Futures contract / Securities Exchange Act / New York Stock Exchange / Securities regulation in the United States / Option / Security

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-01-25 11:05:12
5773rd United States Congress / U.S. Securities and Exchange Commission / Insider trading / Corruption / Conflict of interest / Securities Exchange Act / Securities Act / Securities regulation in the United States / Insider / SEC Rule 10b5-1 / STOCK Act

INSIDER TRADING POLICY AIR TRANSPORT SERVICES GROUP, INC. I. PURPOSE

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Source URL: www.atsginc.com

Language: English - Date: 2016-08-20 18:21:04
58U.S. Securities and Exchange Commission / Stock market / Financial markets / 73rd United States Congress / United States securities law / Securities Act / Regulation D / Securities Exchange Act / Security / Prospectus / Securities regulation in the United States / Securities market

CHAPTER 13 Attorney General ARTICLE 1 MISCELLANEOUS

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Source URL: www.scstatehouse.gov

Language: English - Date: 2016-05-06 09:02:49
59Self-regulatory organizations / United States securities law / Financial Industry Regulatory Authority / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission

OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:22
6073rd United States Congress / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / National Market System / New York Stock Exchange / Futures contract

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-09 11:17:23
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